Jefferies Ousts Team of Miami Wealth Advisers Over Improper Cash Transfers [Yahoo! Finance]
Wells Fargo & Company (WFC)
Last wells fargo & company earnings: 4/14 07:46 am
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Source: Yahoo! Finance
Most Read from Bloomberg NYPD Car Chases Are Becoming More Frequent — and More Dangerous New York City's Historic Preservation Movement Is Having a Midlife Crisis Dakar's Air Quality Plummets as Saharan Dust Descends on Senegal The firm fired Marcelo Poliak, Rodrigo Soto, Guillermo Guerra and Pablo Gherardi last month along with four others after discovering “impermissible money-wire transfers” and “off-channel” and “deleted” communications, according to filings with the Financial Industry Regulatory Authority. Nicholas Coubrough was also fired for allegedly seeking “improper payments” from colleagues in exchange for not disclosing inappropriate communication methods, the filings show. The Wall Street bank, led by Chief Executive Officer Richard Handler, added the Miami-based team of wealth advisers from Wells Fargo & Co. in 2017, when they reportedly managed more than $1.5 billion of client assets. Most of them were listed as part of the Sky Blue Investment Group, a unit
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WFC
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WFC
Earnings
- 10/11/24 - Beat
WFC
Sec Filings
- 12/20/24 - Form 424B2
- 12/20/24 - Form 424B2
- 12/20/24 - Form 424B2
- WFC's page on the SEC website