Hearing Notice - CIRO to Hold a Settlement Hearing for Jason Adam Beales [Globe and Mail, The (Toronto, Canada)]
Stifel Financial Corporation (SF)
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Source: Globe and Mail, The
to the Investment Dealer and Partially Consolidated Rules to consider a settlement agreement between CIRO Enforcement Staff and Jason Adam Beales The hearing will become open to the public if the panel accepts the settlement agreement. If the settlement agreement is accepted, the panel's decision and the settlement agreement will be made available at www.ciro.ca Settlement Hearing Date: November 25, 2024 at 10:00 a.m. (Eastern Time) Location: Toronto, Ontario (by videoconference) Members of the public who would like to obtain further particulars should fill out this questionnaire The Notice of Application announcing the settlement hearing is available at: At all material times, Jason Beales was a Registered Representative at the Toronto branch of Stifel Nicolaus Canada Inc. Jason Beales is not currently registered in the securities industry in any capacity. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees a
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