Ex-fund rep fined, banned over theft [Investment Executive - News]
Primerica, Inc. (PRI)
Last primerica, inc. earnings: 4/29 04:15 pm
Check Earnings Report
US:NYSE Investor Relations:
investors.primerica.com/home/default.aspx
Company Research
Source: Investment Executive - News
A former mutual fund representative who admitted to stealing from a client, and blaming it on a cyberattack, has been fined and permanently banned by regulators. A hearing panel of the Canadian Investment Regulatory Organization (CIRO) ordered that Juan Carlos Saavedra, a former rep with PFSL Investments Canada Ltd. in Calgary, is banned from the industry, must pay a $100,000 fine and $5,000 in costs. The panel found that he violated the fund dealer rules by misappropriating money from clients and failing to cooperate with an investigation. According to the panel’s decision, Saavedra admitted to the misconduct in an agreed statement of facts, and didn’t oppose a permanent ban from the industry — the only dispute with regulators was over the monetary sanctions. The panel reported that Saavedra admitted to misappropriating over $56,000 from a client, between July and October 2021, by forging the client’s signature to process redemptions from the client’s Tax-Free Savings Account (TFS
Show less
Read more
Impact Snapshot
Event Time:
PRI
Last Price
Price Change
Price Change%
Volume Shares
Max Up
Max Down
%
Volume Ratio
Performance Comparison
Updated
|
Event Day
Stock performance from the time of news release until the following 4pm ET market close
|
Last price at news event
|
Since Event
Multi-day stock performance from the time of the news release
|
|---|---|---|
|
EVENT DAY
Stock performance from the time of news release until the following 4pm ET market close
|
LAST
PRICE AT NEWS EVENT |
SINCE EVENT
Multi-day stock performance from the time of the news release
|
| Last Price | ||
| VWAP | ||
|
High:
|
Max Up |
High:
|
|
Low:
|
Max Down |
Low:
|
|
%
|
Post news range |
%
|
|
|
Price change |
|
|
|
Price Change Percentage |
|
|
|
S&P 500 (SPX) |
|
|
%
|
Volume ratio |
%
|
| Volume | ||
| Ticks | ||
|
|
Avg transaction size |
|
Don't Miss Out On The Next BIG Stock Move
Event day
Event Day Chart will not be displayed beyond 90-day period of the event
Performance since event
Time And Velocity Analysis
Be the first to know
Opt in for alerts from News Quantifed
Sign Up Today
Opt-in for
PRI alerts
Learn More With NQ
Reading the Impact Report
Help Me Understand This Data
Help Me Understand This Data
How NQ Works
What is news-based trading?
And why is it so successful?
And why is it so successful?
Movers & Shakers
The biggest gainers and losers and WHY it moved
PRI alerts
High impacting Primerica, Inc. news events
Weekly update
A roundup of the hottest topics
PRI
News
- Industry moves this week [Investment Executive - News]Investment Executive - News
- Primerica, Inc. (NYSE: PRI) had its price target lowered by analysts at Piper Sandler from $313.00 to $300.00. They now have a "neutral" rating on the stock.MarketBeat
- What Makes Primerica (PRI) a Strong Momentum Stock: Buy Now? [Yahoo! Finance]Yahoo! Finance
- CIRO imposes permanent ban and $100,000 fine on advisor for misconduct [Wealth Professional (Canada)]Wealth Professional
- Ex-fund rep fined, banned over theft [Advisor.ca (Canada)]Advisor.ca
PRI
Earnings
- 11/6/24 - Beat
PRI
Sec Filings
- 12/12/24 - Form 4
- 12/12/24 - Form 4
- 12/12/24 - Form 4
- PRI's page on the SEC website