CIRO fines investment professionals for rule violations in separate cases [Wealth Professional (Canada)]
Primerica, Inc. (PRI)
Last primerica, inc. earnings: 4/29 04:15 pm
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US:NYSE Investor Relations:
investors.primerica.com/home/default.aspx
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Source: Wealth Professional
The Canadian Investment Regulatory Organization (CIRO) issued penalties in two separate cases following hearings on regulatory violations by Jacqueline Lynn Hodge and Michael Patrick White. A CIRO hearing panel accepted a settlement agreement on January 22, involving Jacqueline Lynn Hodge, who admitted to regulatory breaches under the Mutual Fund Dealer Rules. She acknowledged opening three client accounts, processing transactions, and recording Know Your Client (KYC) information without proper client authorization. Additionally, she admitted to signing a client's signature on two documents and allowing another individual to sign a client's name on a document. As per the panel's decision on January 24, Hodge must pay a $15,000 fine and $5,000 in costs. She is prohibited from acting as a branch manager or holding any supervisory role with a CIRO-regulated Dealer Member for six months. At the time of the violations, Hodge was operating in Slave Lake, Alberta, with PFSL Invest
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PRI
News
- Primerica (NYSE:PRI) was given a new $292.00 price target on by analysts at Morgan Stanley.MarketBeat
- Primerica (NYSE:PRI) was downgraded by analysts at Zacks Research from a "strong-buy" rating to a "hold" rating.MarketBeat
- Primerica (NYSE:PRI) had its "buy (b-)" rating reaffirmed by analysts at <a style="font-weight:bold" href="https://weissratings.com/">Weiss Ratings</a>.MarketBeat
- Primerica Concertâ„¢ Allocation Series of Fund Portfolio Adviser ChangesBusiness Wire
- Primerica Announces $475 Million Share Repurchase Program for 2026 [Yahoo! Finance]Yahoo! Finance
PRI
Earnings
- 11/5/25 - Beat
PRI
Sec Filings
- 12/15/25 - Form 4
- 12/15/25 - Form 4
- 12/15/25 - Form 4
- PRI's page on the SEC website