MUFG Faces Penalties for ‘Repeatedly' Misusing Client Data [Yahoo! Finance]
Morgan Stanley (MS)
Last morgan stanley earnings: 4/16 07:15 am
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Source: Yahoo! Finance
Stanley should be penalized after finding they broke firewalls between business units that protect client data. Most Read from Bloomberg Wells Fargo Fires Over a Dozen for ‘Simulation of Keyboard Activity' Tesla Investors Back Musk's $56 Billion Pay Deal, Texas Move Apple to ‘Pay' OpenAI for ChatGPT Through Distribution, Not Cash Hunter Biden Was Convicted. His Dad's Reaction Was Remarkable. Tech Powers Stocks as Adobe Surges in Late Trading: Markets Wrap The Securities and Exchange Surveillance Commission recommended unspecified administrative action against MUFG Bank Ltd., Morgan Stanley MUFG Securities Co. and Mitsubishi UFJ Morgan Stanley Securities Co., according to a statement on Friday. The “three firms repeatedly exchanged non-public client information knowing that the clients had refused to share their information with other group firms, and some of the information contained material information that would impact investment decisions,” the agency said in a sta
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MS
Earnings
- 4/16/24 - Beat
MS
Sec Filings
- 6/20/24 - Form FWP
- 6/20/24 - Form FWP
- 6/20/24 - Form 424B2
- MS's page on the SEC website