Wall Street Cop Finra Goes Quiet on the Beat as Its Caseload Plunges [Yahoo! Finance]
LPL Financial Holdings Inc. (LPLA)
Last lpl financial holdings inc. earnings: 4/30 04:05 pm
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US:NASDAQ Investor Relations:
investor.lpl.com
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Source: Yahoo! Finance
brokerage had been slapped with one of the year's biggest fines for allegedly losing track of almost a million trades. Most Read from Bloomberg Biden Struggles as He Spars With Trump on Economy: Debate Takeaways Biden's Disastrous Debate Accelerates Doubts Over Candidacy Supreme Court Poised to Allow Emergency Abortions in Idaho Biden Struggles Against Trump in High-Stakes 2024 Debate SpaceX Tender Offer Said to Value Company at Record $210 Billion But there was no press release when the Financial Industry Regulatory Authority hit LPL Financial Holdings Inc. with the $6 million penalty. Nor did Finra seek attention for its multimillion-dollar sanctions of Goldman Sachs Group Inc. and Barclays Plc months earlier. The quiet end to those probes capped a year in which the number of enforcement actions brought by the brokerage industry's self-funded regulator slid to the lowest level in its history. Total fines picked up last year but are down by about half since a peak in
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LPLA
News
- Stock market today: Indexes cap stellar first half of 2024 with losses even after encouraging inflation report [Yahoo! Finance]Yahoo! Finance
- Stock market today: Indexes cap stellar first half of 2024 with losses even after encouraging inflation report [Business Insider]Business Insider
- Wall Street Cop Finra Goes Quiet on the Beat as Its Caseload Plunges [BNN Bloomberg (Canada)]BNN Bloomberg
- Markets today: Treasuries climb as data embolden bets on soft PCE [BNN Bloomberg (Canada)]BNN Bloomberg
- Jobless claims data show 'warning sign' for the US labor market [Yahoo! Finance Canada]Yahoo! Finance Canada
LPLA
Earnings
- 4/30/24 - Beat
LPLA
Sec Filings
- 6/18/24 - Form 4
- 6/14/24 - Form 4
- 6/14/24 - Form 144
- LPLA's page on the SEC website