Kiromic BioPharma Announces Settlement of Previously Disclosed SEC Investigation
KIROMIC BIOPHARMA INC (KRBP)
Company Research
Source: Business Wire
SEC declines to impose civil penalties in light of the Company’s self-reporting, prompt remediation and cooperation HOUSTON--(BUSINESS WIRE)--Kiromic BioPharma, Inc. (OTCQB: KRBP) (“Kiromic” or the “Company”) today announced that it has entered into a settlement agreement with the U.S. Securities and Exchange Commission (the “SEC”), resolving the previously disclosed SEC investigation arising from the non-disclosure by Kiromic’s prior executive management of the clinical holds placed on the investigational new drug (“IND”) applications the Company filed with the U.S. Food and Drug Administration (the “FDA”) in May 2021. The IND applications pertained to ALEXIS-PRO-1 (Procel™) and ALEXIS-ISO-1 (Isocel™). In light of the Company’s self-reporting, prompt remediation and cooperation, the SEC has determined not to impose a civil penalty on the Company and there are no ongoing undertakings in connection with the settlement.About Kiromic BioPharmaKiromic BioPharma, Inc. is a clinical-stag
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KRBP
News
- Kiromic BioPharma Reports 32% Decrease in Tumor Volume Eight Months Post-Treatment in Fourth Patient Enrolled in Deltacel-01 [Yahoo! Finance]Yahoo! Finance
- Kiromic BioPharma Reports 32% Decrease in Tumor Volume Eight Months Post-Treatment in Fourth Patient Enrolled in Deltacel-01Business Wire
- Kiromic BioPharma Announces Settlement of Previously Disclosed SEC Investigation [Yahoo! Finance]Yahoo! Finance
- Kiromic BioPharma Reports Favorable Ongoing Clinical Results From Fourth and Sixth Patients Enrolled in Deltacel-01Business Wire
- Kiromic BioPharma Reports Favorable 10-Month Follow-Up Results for the First Patient Treated in its Deltacel-01 Clinical TrialBusiness Wire
KRBP
Sec Filings
- 12/11/24 - Form 8-K
- 11/8/24 - Form 10-Q
- 9/30/24 - Form 8-K
- KRBP's page on the SEC website