Report From FINRA Board of Governors Meeting – September 2024 [Yahoo! Finance]
JP Morgan Chase & Co. (JPM)
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Source: Yahoo! Finance
WASHINGTON, September 27, 2024 BUSINESS WIRE )--FINRA's Board of Governors met on September 18-19. The agenda included discussions around FINRA's long-term financial planning and engagement with key stakeholders, including representatives of the North American Securities Administrators Association (NASAA) and FINRA's South and Mid-West Regional Committees. The Board also recently appointed two Industry Governors: Cyrus Amir-Mokri, General Counsel for J.P. Morgan's Commercial & Investment Bank; and Eric Schimpf, President and Co-Head of Merrill Wealth Management. Amir-Mokri is the new investment company affiliate representative on the Board, and Schimpf is the new floor broker representative. They have joined the Board with newly elected Board Governors Jennifer Szaro, Chief Compliance Officer and a managing equity owner at XML Securities and its affiliated registered investment adviser, XML Financial Group; and John Vaccaro, Chair and CEO of MML Investors Services, Head of MassMutu
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JPM
Earnings
- 7/12/24 - Beat
JPM
Sec Filings
- 9/27/24 - Form 424B2
- 9/27/24 - Form 424B2
- 9/27/24 - Form 424B2
- JPM's page on the SEC website