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Stock impact report

JPMorgan Pays $151 Million to Settle Slate of SEC Complaints [Yahoo! Finance Canada]

JP Morgan Chase & Co. (JPM) 
Last jp morgan chase & co. earnings: 4/14 06:43 am Check Earnings Report
Most Read from Bloomberg JPMorgan Securities and JPMorgan Investment Management agreed to make the payments — including penalties and relief paid to investors — to resolve four civil cases, the agency said in a statement Thursday. The securities unit also settled a fifth case — alleging it steered more than 10,000 retail customers into pricey mutual fund investments despite cheaper alternatives — without a financial sanction. The agency credited the bank's cooperation and that it reimbursed customers. “JPMorgan's conduct across multiple business lines violated various laws designed to protect investors from the risks of self-dealing and conflicts of interest,” Sanjay Wadhwa, acting director of the regulator's enforcement division, said in the statement. “JPMorgan is being held accountable for its regulatory failures.” The biggest punishment — a $10 million fine plus $90 million in reimbursements — was for allegedly misleading brokerage customers who invested indirectly in outsi Show less Read more
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