UK watchdog begins two-year crackdown on financial advisers [Reuters (UK)]
HARGREAVES LANSDOWN ADR (HRGLY)
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Source: Reuters
UK watchdog begins two-year crackdown on financial advisers - Reuters 3 Min Read LONDON (Reuters) - Britain’s markets watchdog told financial advisers on Tuesday they face a two-year crackdown to stop unsuitable advice, investment scams and excessive fees. The Financial Conduct Authority (FCA) said in a “Dear CEO” letter to heads of financial advice firms it regulates that the sector has a valuable role to play. “However, we are seeing an increasing number of cases where the actions of firms are resulting in significant harm to consumers’ financial well-being,” Debbie Gupta, the FCA’s director of financial advice supervision, said in the letter. “There will be increased focus on these areas as part of our wider supervision of firms over the next two years.” Mark Turner, managing director of compliance at financial services firm Duff & Phelps, said it was clear the FCA wanted advisers to take action immediately. “This is a far-reaching letter...reminding them of the important role they
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