SEC charges ex-Fed examiner with insider trading [Yahoo! Finance]
Capital One Financial Corporation (COF)
Last capital one financial corporation earnings: 4/23 04:05 pm
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US:NYSE Investor Relations:
phx.corporate-ir.net/phoenix.zhtml?c=70667&p=irol-irhome
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Source: Yahoo! Finance
In its complaint, the SEC accused Robert Thompson of Mosely, Virginia, of illegally trading securities for New York Community Bancorp and Capital One Financial Corp., both of which were within his supervisory purview. The agency also alleged that Thompson submitted false disclosure statements about his conflicts of interest. Thompson worked as the deputy central point of contact for the Large & Foreign Banking Organizations, or LFBO, group within the Fed, the supervisory team responsible for U.S. firms with assets of $100 billion or more and foreign banking organizations with combined U.S. assets of $100 billion or more. The program is a shared responsibility between regional reserve banks — in this case, the Richmond Fed — and board of governors. In his position, Thompson regularly received, reviewed and discussed information about all 18 banks within the LFBO portfolio, the SEC said, including documents known as material nonpublic information. This included unreleased earnings;
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News
- Capital One Financial Corporation to Webcast Conference Call on Fourth Quarter 2024 EarningsBusiness Wire
- Here's Why Capital One (COF) is a Strong Value Stock [Yahoo! Finance]Yahoo! Finance
- Capital One, Discover Deal Approved by Delaware Bank Regulator [Yahoo! Finance]Yahoo! Finance
- Fed, OCC Use Outdated Criteria to Assess Bank Mergers, Senator Warren Says [Yahoo! Finance]Yahoo! Finance
- Capital One Receives Approval of Delaware State Bank Commissioner for Acquisition of Discover Financial ServicesBusiness Wire
COF
Earnings
- 10/24/24 - Beat
COF
Sec Filings
- 12/16/24 - Form 8-K
- 12/9/24 - Form 8-K
- 11/15/24 - Form 8-K
- COF's page on the SEC website