CIRO backs up its decision to impose $1M fine for off-market trade by repeat offender [Wealth Professional (Canada)]
Baytex Energy Corp Common Shares (BTE)
Last baytex energy corp common shares earnings: 3/4 06:30 am
Check Earnings Report
US:NYSE Investor Relations:
baytexenergy.com/investor/overview-investor-relations.cfm
Company Research
Source: Wealth Professional
The Canadian Investment Regulatory Organization panel that imposed a $1 million financial penalty on RBC Dominion Securities as part of a settlement, says the firm should have known its conduct was improper. Last month CIRO's hearing panel determined that RBC DS had engaged in trades of shares in Baytex Energy Corp. on behalf of Canadian investors on September 18, 2023. There were two trades, the purchase of the selling shares (the take on) and the ultimate sale to clients (the unwinding). Both trades should have been entered on a marketplace in accordance with the rules (UMIR 6.4) unless there was an exception from CIRO . The firm did not seek an exception for the transactions to be off-market trades. In its Reasons for Decision, the regulator noted that RBC DS had been fined $500 million in 2019 for a similar incident. This was a factor in CIRO imposing the million dollar penalty this time because although relating to a single transaction rather than a series of misconduct
Show less
Read more
Impact Snapshot
Event Time:
BTE
Last Price
Price Change
Price Change%
Volume Shares
Max Up
Max Down
%
Volume Ratio
Performance Comparison
Updated
|
Event Day
Stock performance from the time of news release until the following 4pm ET market close
|
Last price at news event
|
Since Event
Multi-day stock performance from the time of the news release
|
|---|---|---|
|
EVENT DAY
Stock performance from the time of news release until the following 4pm ET market close
|
LAST
PRICE AT NEWS EVENT |
SINCE EVENT
Multi-day stock performance from the time of the news release
|
| Last Price | ||
| VWAP | ||
|
High:
|
Max Up |
High:
|
|
Low:
|
Max Down |
Low:
|
|
%
|
Post news range |
%
|
|
|
Price change |
|
|
|
Price Change Percentage |
|
|
|
S&P 500 (SPX) |
|
|
%
|
Volume ratio |
%
|
| Volume | ||
| Ticks | ||
|
|
Avg transaction size |
|
Don't Miss Out On The Next BIG Stock Move
Event day
Event Day Chart will not be displayed beyond 90-day period of the event
Performance since event
Time And Velocity Analysis
Be the first to know
Opt in for alerts from News Quantifed
Sign Up Today
Opt-in for
BTE alerts
Learn More With NQ
Reading the Impact Report
Help Me Understand This Data
Help Me Understand This Data
How NQ Works
What is news-based trading?
And why is it so successful?
And why is it so successful?
Movers & Shakers
The biggest gainers and losers and WHY it moved
BTE alerts
High impacting Baytex Energy Corp Common Shares news events
Weekly update
A roundup of the hottest topics
BTE
News
- Are Investors Undervaluing Baytex Energy (BTE) Right Now? [Yahoo! Finance]Yahoo! Finance
- Baytex Energy (TSE:BTE) Is Paying Out A Dividend Of CA$0.0225 [Yahoo! Finance]Yahoo! Finance
- Is Baytex Energy (BTE) Stock Undervalued Right Now? [Yahoo! Finance]Yahoo! Finance
- Best Stock to Buy Right Now: Baytex vs Suncor? [Yahoo! Finance Canada]Yahoo! Finance Canada
- Baytex Energy Third Quarter 2024 Earnings: EPS Beats Expectations, Revenues Lag [Yahoo! Finance Canada]Yahoo! Finance Canada
BTE
Sec Filings
- 11/5/24 - Form 6-K
- 10/31/24 - Form 6-K
- 10/24/24 - Form 6-K
- BTE's page on the SEC website